Article of the Month - August 2022
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Assessing Land Administration Systems and their
Legal Frameworks: A Constitutional Focus
Kehinde BABALOLA, Simon HULL, Jennifer WHITTAL,
South Africa
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Kehinde Babalola |
Simon Hull |
Jennifer Whittal |
This article in .pdf-format
(24 pages)
SUMMARY
Constitutions should provide a legal basis for addressing a country’s
land administration system (LAS) and legal reform. Considering this
vital role, a country’s constitution should be evaluated to ensure that
it supports, in principle, LAS and law reforms that include pro-poor
objectives. In recent years, several land administration assessment
frameworks have been developed, yet none give attention to the
associated legal framework of LAS reform from a constitutional
perspective. It is now commonly recognised that a LAS that is
significant for all people in a developing country should include
pro-poor approaches. A context-specific framework to evaluate a LAS and
its legal framework, specifically the relevant constitution, is lacking.
The study addresses this gap in developing a conceptual framework to
support the holistic evaluation of a country’s constitution in the
context of Sub-Saharan Africa (SSA). The framework development involves
secondary data (constitution, land laws, land policy, legislation, and
published journal articles) collated and assessed using a sampling logic
method. Three key areas of a constitution emerged as important to the
delivery of pro-poor LAS: human rights, rule of law, and legal
pluralism.
The impact of a constitution and potential areas of improvement may
be revealed with the application of the conceptual framework. This study
is aimed at LAS and the reform of its legal framework from a
constitutional perspective. Because the practice of African customary
law is principally in rural and peri-urban areas, it is aimed at
achieving the significance of the LAS for peri-urban and rural land
rights holders. The study is significant for policymakers,
professionals, and academics engaged in the reform of the LAS and its
legal framework in a developing country SSA context.
1. INTRODUCTION
Most national constitutions in sub-Saharan African (SSA) countries
give minimal attention to the customary legal framework while devoting
much attention to the statutory legal framework for land administration
(Alden Wily, 2012c). Such constitutional deficiencies may justify
several LAS and legal reform interventions. However, in SSA, many such
reforms have failed to provide significance and success (see Section 1.2
for definitions of significance and success) for customary land
rightsholders (Alden Wily, 2012d): “The crux of the disappointing
results of reforms is the treatment of customary rights. It is still
rarely the case that customary rights have been considered worthy of
equitable legal respect as a form of private property” (ibid.: 14).
Hence, giving relevance to the customary legal framework in the
constitution may bring about significance and success in reform
initiatives.
In SSA countries, the social, economic, and political transformation
has resulted in the ‘proliferation’ of new constitutions. This has
necessitated the adjustment of the ‘conceptual boundaries’ of LAS and
associated legal frameworks (Negretto, 2012; Alden Wily, 2018b). The
extent of recognition of customary legal framework has come to the fore
in SSA countries. In these countries, about 90% of land access is
through customary processes resulting in customary land tenure (Bae,
2021). Moreover, two-thirds of cultivated land in SSA countries is held
under customary tenure (Chimhowu, 2019).
Although LAS and legal reform have been on the agendas of the World
Bank and FAO for the past decades, their approach has been criticised
for lacking thorough assessment of the local context, possibly leading
to inadequate reform interventions (Burns et al. 2006; Boone, 2007;
Zevenbergen, et al. 2013). Several frameworks have been developed to
assess the institutional and technical impacts of LASs on land
rights-holders (for example, Chimhamhiwa, 2010; Ali, Tuladhar and
Zevenbergen, 2010; Akingbade et al, 2012;2014; Emerson et al, 2012;
Yilmaz et al, 2015; Adekola, Krigsholm, & Riekkinen, 2021). However,
these frameworks do not fully consider the role and processes of
customary land administration in their assessment, nor do they give
credence to the value of African customary law in such societies.
A conceptual framework to guide cadastral system development has been
designed for this purpose (Hull, 2019; Hull and Whittal, 2020). The
framework was developed to ensure the three goals of success,
sustainability and significance are present in the development of a
cadastral system (ibid.). It is centred on human rights, pro-poor
policies, and good governance. These triple components of the so-called
3S (success, sustainability, and significance) conceptual framework help
to guide cadastral system development in customary land rights contexts.
Although Alden Wily (2018) evaluates the constitutions of African
states concerning compulsory acquisition, no standard evaluation
framework has been developed for the distinct aspect of LAS and its
legal framework. Effective and efficient LAS with an appropriate legal
framework is essential to ensure tenure security (Alden Wily, 2011;
Subedi, 2016; Ghebru & Okumo, 2017; Otubu, 2018). To achieve this in
land reform projects, researchers and practitioners are encouraged to
understand the LAS of a country in context. In general, the law is
subservient to the constitution of the state, which is the highest law
in the land. The land policy directs both the development of land laws
as well as institutions to deliver on policy goals. But these must be
conducted in line with the provisions of the relevant constitution.
1.1 Aim and Outline
The 3S conceptual framework of (Hull, 2019; Hull and Whittal, 2020)
of guiding cadastral system development addresses success,
sustainability, and significance in customary land rights contexts. It
focuses on LAS reform projects from the policy level down to
implementation. Land administration reform is addressed at the land
policy level. The framework assesses project outcomes against the needs
of customary land rights holders (ibid.). This study focuses on LAS
development at the constitutional level with special emphasis on the
role of the legal framework in LAS reform. The aim is to develop a
conceptual framework for evaluating the constitution in this regard,
ensuring the needs of peri-urban and rural land rights holders are met.
The methodology of the study is explained in section 2. Thereafter,
Section 3 develop a conceptual framework for assessing LAS and its legal
framework. The conclusion is presented in section 4. In the next
section, the definition of terms used in this study is presented to
enable readers to understand the terms as applied to this study.
1.2 Definition of terms
Land reform in post-colonial Africa is concerned with addressing the
impact of colonialism to effect greater equity in landholding and
restore dignity to those previously dispossessed of their land. In
Nigeria, land reform involves legal and land administration (procedural,
governance, and communication) reforms. This may entail removing the
provisions of amendment of the Land Use Act (LUA) from the Constitution,
revoking the powers of the Governor to consent to mortgage transactions
in the assignment of land, and removing the uncertainties hindering
Nigerians from enjoying possessory rights to land (Atilola, 2010;
Mabogunje, 2010; Ibiyemi, 2014). At all levels, this involves adopting
the principles of good governance, democratic land governance, as well
as responsible land administration and management among other things to
allow effective land administration service delivery (see Arko-Adjei,
2011; de Vries and Chigbu, 2017; Hull and Whittal, 2021).
Land tenure reform may involve changing the terms and conditions of
landholding with the primary aim of recognising locally held land rights
and at the same time empowering land rights holders with these rights
(Alden Wily, 2000).
Success, Sustainability, and Significance: These have been defined by
Hull (2019) in terms of cadastral systems development, which includes
LAS reform. The gap between planning and implementation requires
successful intervention (Hull & Whittal, 2020). Suitable goals are
essential to guide the processes. Whether success is obtained is
measured in land administration service delivery. Assessment should be
an ongoing process and built into interventions (Hull & Whittal, 2020)
since LASs should continue to change and adapt to changing contexts.
Successful LAS in the long term can be said to be sustainable - this is
a vital outcome of a reform process (Williamson et al. 2010). When goals
of LAS are not aimed at delivering effective land administration
services, interventions may fail through a lack of significance (Hull &
Whittal, 2020). Land rights holders may not access services due to
inefficiency and ineffectiveness (examples are given by Ghebru & Okumo,
2017 and Nwuba & Nuhu 2018). For a LAS to be successful and sustainable,
significance must be built-in (Hull and Whittal, 2020).
Rule of Law: Rule of law is a:
“… principle of governance in which all persons, institutions, and
entities, public and private, including the State itself, are
accountable to laws that are publicly promulgated, equally enforced, and
independently adjudicated, and which are consistent with international
human rights norms and standards. It requires, as well, measures to
ensure adherence to the principles of supremacy of law, equality before
the law, accountability to the law, fairness in the application of the
law, separation of powers, participation in decision-making, legal
certainty, avoidance of arbitrariness and procedural and legal
transparency” (United Nations 2004: 4).
In sum, the rule of law implies that no person, natural or juridical, is
above the law.
Legal pluralism is defined by many as the co-existence of two or more
laws or legal systems within a geographical space (Merry, 1988;
Griffiths, 1986; Pimentel, 2011; Ndulo, 2017; Fisher & Whittal, 2020).
In this paper legal pluralism is defined as a condition or system in
which two or more states, groups, principles, sources of authority,
etc., coexist in a manner that there are devolution, decentralisation,
self-determination, and autonomy for individual bodies in preference to
monolithic state control. In former African colonies, legal pluralism is
most often used to describe the coexistence of African customary law and
received colonial law (noting that these hybrids are ever-evolving)
along with their different LASs. While the received law is mainstreamed,
African customary law may often not be recognised, but even if it is, it
may be treated as inferior and archaic.
Human rights refer to the claims entitled by every human being under
his or her humanity (OHCHR, 2021), irrespective of race, sex, gender,
nationality, ethnicity, colour, language, and religion or social group.
The rights to life and liberty, the freedom of opinion and expression,
the right to work and education, and many more are rights to which
people are entitled without any form of discrimination (United Nations,
ND). It is, however, noted that there is no basic human right to land.
1.3 Contribution to literature
Many countries have initiated reform in land tenure and LAS (Norfolk
& Tanner, 2007; Deininger et al. 2008; Benjaminsen et al. 2009;
Kapitango & Meijs, 2010; Sagashya & English, 2010) with varying degrees
of success and failure. The failure of LAS reform in Africa is
attributed to a lack of attention to the legal status and economic
activities of the poor (Mowoe, 2019). Land tenure reform initiated in
Nkoranza South Municipality, Ghana failed because state policies did not
sustain communal practices, land use dynamics and cultures (Anaafo,
2015). Land access and use in Ghana requires “communal dynamics” in
regulating land rights (Anaafo, 2015: vii). In South Africa, land tenure
form is not successful because of “inappropriate logic “of land reform
(Cousins, 2016) which is not significant for land right holders (Hull &
Whittal, 2017). Land tenure reform in Mozambique is considered exemplary
because all land rights holder were accommodated under a single Act and
backed with full legal protection (Tanner, 2002).
Land administration reform was carried out in Ghana, Uganda,
Tanzania, and Ethiopia with decentralization as the central aim of
reform. Ghana and Uganda recognised customary land tenure through the
legal framework with traditional institutions playing important roles
(Byamugisha, 2014). They harmonised customary and statutory rights and
institutions. Ethiopia and Tanzania replaced traditional authorities
with civil community-level institutions with less recognition of
customary land rights (ibid). In Ethiopia and Tanzania formalization of
landholders as holders of statutory and not customary rights was carried
out. For the countries under study, there was an extension of the
central government LAS. Financial and social sustainability is key to
the legal challenges attributed to land administration reform (ibid,
Hull and Whittal, 2020). The developed framework will help address
social sustainability.
The development of this conceptual framework will help address one of
the main legal challenges associated with LAS reform. The legal
challenges relate to the adoption of replacement theories instead of
adaptation theories (see Hull, Babalola and Whittal, 2019) in legal
framework for land administration. In addition is the interaction of
inherent and inherited legal framework which affects LAS reform in SSA.
Inherent means legal framework in existence pre-colonial while inherited
means legal framework brought about by colonisation (see Hull and
Whittal, 2021). The latter is used to supress the former making LAS
reform in SSA not to be context-specific. Efforts are geared towards
making customary legal framework for land administration evolve.
Equity regarding respect and recognition of customary land
administration alongside statutory land administration has been at the
forefront in recent debates in Africa and elsewhere (Mamdani, 1996;
Cuskelly, 2011; Diala, 2019; Diala & Kangwa, 2019; Osman, 2019).
Researchers, including anthropologists and social scientists, have
contributed from a range of disciplines. Some of these studies explain
the mode of indirect rule of the colonial land administrators in former
colonies. On the one hand, indirect rule was adopted to co-opt customary
institutions within colonial land administration processes because the
colonial administrators recognised the strength of “indigenous rulers”
(Ismail, 1999: 7). On the other hand, indirect rule enabled colonial
administrators to control land in rural areas (Ntsebeza, 2005).
Subsequently, the trend of replacing indigenous African customary land
law with colonial land law was motivated by western values and the
commodification of land as a capital resource. At independence, the
formerly colonised new states adopted the constitutions and land
policies of their former colonial administrations (Alden Wily, 2012b).
Leaders in the new states viewed customary land rights and tenure as a
relic of a past era that would eventually evolve into western land
rights and tenure. In the meantime, customary institutions have remained
in place in underdeveloped rural areas of the country, administered by
traditional authorities largely outside of, and unrecognised by,
constitutions, laws, and state organisations. Improving the legal status
of customary land rights in Africa is hence a major concern in the
region (Alden Wily, 2018a). To improve the legal status of customary
land rights and recognition of African customary law, the paper develops
a conceptual framework addressing improvements in LAS and the reform of
legal framework (including constitutional law) for peri-urban and rural
areas.
2. METHODOLOGY
This paper used a desktop review of secondary data using a
‘text-based approach’ to draw on a range of secondary data sources
including peer-reviewed journal articles, conference papers, doctoral
thesis, books, briefs on policy issues to identify gaps in land reform.
These sources reflect on land reform land tenure reform, human rights,
rule of law, and legal pluralism that are specific to the SSA context.
The subject search included secondary data sources dealing with LAS
reform, land tenure reform, legal frameworks, cadastral systems, human
rights, LAS, legal pluralism, and rule of law and land laws as about LAS
reform. Documents published since 2010 were included in the sources
used.
The search criteria used to identify sources are as follows:
- The combinations of the following phrases: land, LAS reform,
land tenure reform, rule of law, human rights, and legal pluralism
was used to interrogate for peer-reviewed journal articles,
conference papers, doctoral thesis, books, briefs on policy issues.
using (Google Scholar, Springer Link, ScienceDirect, and JSTOR).
- Literature is limited to English publications.
- Publications include peer-reviewed journal articles,
conference papers, doctoral thesis, books, briefs on policy issues
- Sources are focused on SSA and other developing contexts.
By reading through the title and abstract a ‘saturation sampling
logic’ was used and a final list of 16 publications (see Table 2-
Appendix for the full list) was selected. Additional texts dealing with
human rights and constitutions, but not specifically related to land,
categorises emerged during the sampling process. (See Table 3-Appendix).
The sources were considered sufficient enough to address the research
objective in that additional sources are not likely to affect the
research findings.
Coding and categorisation of the source documents were undertaken
using NVivo which helps with data transparency and reliability of the
findings. NVivo is a multi-tasking software allowing researchers to make
meaning from bulky qualitative data. The process helps further
researchers to be able to replicate the research. Coding and
categorisation of the information were conducted. Coding means the
identification of key topics and explanation of these topics with ‘brief
catch phrases’ (Allan, 2003). In an attempt to identify themes from the
literature, similar codes are grouped into concepts with similar
concepts grouped into categories.
The source text was imported into NVivo 12, and the text is
categorised as human rights, rule of law, and legal pluralism. The key
aspect of the research is the constitution of the country in question;
the elements investigated in line with this aspect are human rights,
rule of law and legal pluralism (defined in section 1.2). Through
coding, these elements are identified in the literature using different
colours. During the coding, potential indicators emerged which, together
with the elements, provide for the conceptual framework for assessing
the LAS from a constitutional (aspect) perspective. These indicators are
described in section 3.
3. EVALUATION FRAMEWORK FOR CONSTITUTION IN SUB-SAHARAN AFRICAN
COUNTRIES
Each constitution is the supreme law of the land – it should provide
the basis of operation for land policy and land law of any country. This
means all laws must be developed in line with constitutional principles
(International IDEA, 2011; Fisher & Whittal, 2020). A constitution
should describe the social, economic, and political use of land, forming
the intersection between the legal, political, and social systems
(Bulmer, 2017). A constitution should set out in clear terms how it
proposes to address rule of law, human rights and, when relevant legal
pluralism, concerning LAS (Pimentel, 2011; Diala, 2018). Figure 1
illustrates the role of the constitution concerning land policy and land
management in LAS. The triangle shows the constitution at the apex with
the land policy and land law at a level below the constitution drawing
on principles from the constitution for its enactment. The land
administration and land management stands at a level below the land
policy operating on the principles of the land policy. The
constitutional reform links the constitution to human rights, rule of
law, and legal pluralism in LAS.
Three aspects of constitutions are discussed: human rights, rule of
law, and legal pluralism (see Figure 1; Table 1). While human rights and
the rule of law are observed in many constitutions in SSA, there is a
general deficiency in recognition of the reality of legal pluralism
within constitutions (Pimentel, 2011). According to Alden Wily (2018b),
reform in LAS should be embedded in the constitution of every country.
State-citizen property relations need to have their basis in the
constitution (ibid.). Beginning with constitutional reform addressing
the three pillars of human rights, rule of law, and legal pluralism, LAS
reform that follows will be more likely to be successful, sustainable,
and significant
Figure 1. LAS and its legal framework: linking human
rights, rule of law, and legal pluralism to Constitution
Land policy and land law should flow from the constitution. The
administration of land flows naturally therefrom. The constitution is a
symbol of a social compact between the governors and the governed
(Bulmer, 2017). As stated by Hull and Whittal (2017), customary needs,
norms and values are necessary as part of the process of policy and
legislation formulation which is equally applicable to the process of
the constitution formulation. This should involve the active
participation of the populace, else a disconnect occurs between the
government and the governed, leading to a loss of significance for the
people. This may negatively influence the success and sustainability of
policies and laws emanating from the constitution.
Potential indicators are identified using the conceptual framework of
the constitution being the additional aspect added to the framework of
Hull (2019) with its associated elements: human rights, rule of law and
legal pluralism. The results of this investigation are reflected below.
3.1 Human Rights
Van der Molen highlights that although a human right to land or land
access is contested and not globally recognised, “… a human right to
property is not about the relationship between a human being and land …,
but about the relationship between a human being and the state. It
concerns the protection of the individual against interference by the
state” (Prah, 2013; Van der Molen, 2016, 54). Measures of protection
should not be against unlawful and non-legitimised state interference
alone but also against coercive pressures by elite groups and the
powerful (Van der Molen, 2016).
Human rights are either substantive or procedural (Van der Molen,
2016). Two aspects of human rights concerning LAS should be incorporated
in constitutions. Substantively, the constitution should reflect respect
for land rights, whether registered, unregistered, individual, communal,
or extra-legal (ibid.). The constitution should define land tenure and
land rights through legislation and customary law (Prah, 2013; see Hull
and Whittal, 2021). How land tenure and land rights are
constitutionalised is of primary importance for peri-urban and rural
dwellers (Randolph & Hertel, 2012).
Many human rights require positive and negative obligations to be
performed by the state (Akandji-Kombe, 2007). Considering positive
obligations, the state might adopt a legal framework that reflects legal
pluralism in the sense that land rights holders can have access to land
without any form of discrimination in terms of culture, laws, and
administration. Negative obligations entail that the state desists from
unlawful land acquisition, forced evictions and excessive land use
controls (Mchangama, 2011). Any form of deprivation in property rights
should require sufficient compensation provided for in the constitution
(Alden Wily, 2018b). The absence of such sufficient compensation by the
state can be termed a violation of human rights (Van der Molen, 2016;
Alden Wily, 2018b). Hence, according to the human rights tradition,
citizens expect that the state will not deprive them of their land
rights for arbitrary reasons outside of laws of general application.
Such arbitrary reasons could be based on social constructs such as
status, gender, or race (Van der Molen, 2016). The state likewise has an
obligation towards the citizens to respect, protect and promote their
land rights. The positive obligation requires the state to regulate
something rather than do something– in other words, the state is not
expected to provide access to land as a human right, although it may
well do so. Rather, the state is expected to protect landholding(ibid.).
3.2 Rule of Law and Legal Pluralism
The rule of law and legal pluralism are interlinked through their
“theoretical formulations” and “practical applications” (Gebeye, 2019:
341). Rule of law and legal pluralism is premised on law and legality
which links both to the instrumentality of law and its institutional
frameworks (Gebeye, 2019). Rule of law is a universal feature of
constitutional regimes describing a cultural commitment (Reynolds,
1986). For LAS to be successful, the constitution should preserve and
promote rule of law (ibid.). In statutory legal reform that begins with
constitutional reform, Schmid (2001) and Berman (2007) identified legal
pluralism as one of the areas embodying both conflict and opportunities.
The rule of law can be described using thinner and thicker
conceptions (Tamanaha, 2004). Thinner conception “means that government
officials and citizens are bound by and abide by the law” (Tamanaha,
2012: 233). This minimalist approach to the definition of rule of law is
adopted in this section because it excludes democracy and human rights.
Democracy is a system of governance. The human rights aspect of the
conceptual framework is already discussed in section 3.1. Using this
minimalist approach rule of law in this study context implies that
governance is based on law and these laws must be publicly available.
These laws must be consistent and not contradictory (Tamanaha, 2012).
The thicker conception deals with the procedure of law-making and
operation as well as the substantive content of the law as it pertains
to good governance, constitutionalism, and social justice (Gebeye,
2019). Gebeye (2019) argues that legal pluralism should be taken
seriously to overcome deficiencies in the conception of the rule of law.
With a thinner conception of rule of law, a lack of written and clear
law may compromise the legitimacy of institutions and even states
(Okoth-Ogendo, 1993; Clapham, 1996). In adhering to a thicker conception
of rule of law, institutions are more likely to protect the interests of
all land rights holders (see also Gebeye, 2019).
Social justice can be used as a measure of the quality of governance
(Diamond, 2008). Therefore, a constitution that aims for the thick
conception should promote social justice. Bennett (2011) supports
providing social justice to the rural and peri-urban populace. The
rights to culture, as-built into a constitution, should include the
acknowledgement and application of customary law as well as the
customary justice system.
Within the body of literature, legal pluralism is either supported or
not. Dissenters do not see a role for legal pluralism in a post-colonial
constitutional state because of the hierarchy between actors and
non-state actors in land administration. In addition, they contend that
statute law has more relevance than customary law in land
administration. Studies on land disputes led researchers to first
describe legal pluralism (von Benda-Beckmann and Turner, 2018). Those in
support advocate strong, weak, and legal dualism (Woodman, 2011;
Rautenbach and Bekker, 2014). Strong legal pluralism is when customary,
indigenous, and religious law operate without state recognition
(Woodman, 1998) while in weak legal pluralism they have state
recognition and may be supported by the law (de jure) as well as
occurring extra-legally (de facto) (see van Asperen, 2011). Where
customary law is enshrined in a constitution, this will be further
supported in other laws and state institutions (ibid.). legal dualism is
the application of international and regional laws (these are formed
through customs, treaties etc. by states) within the constitution of a
state. An example could be building fundamental human rights into a
constitution, as is the case in the Constitution of South Africa.
Alden Wily (2012b) states that the recognition of collective tenure
in the constitution is important as failure to do the same is a major
legal exclusion in the last century. “Land is for social use and must go
to the tiller” (Constitution of Guyana, 1980); in South Africa, it was
declared that “the land shall be shared among those who work it”
(Freedom Charter, 1955), although land policy since 1994 is more complex
than a “land to the tillers” policy. Democratization, agrarian reform,
and restitution are essential elements to be indicated in the
constitution of a state (Alden Wily, 2000; 2008; 2011). In
constitutions, the aspects of human and social rights (such as
recognition of customary law) are essential for building legal pluralism
into the legal framework (Alden Wily, 2018a). The importance of the
constitutional link between customary law and the rights to culture in
the constitution cannot be overemphasised (Diala & Kangwa, 2019).
Merlet & Merlet (2010) stipulate that a legal framework that
acknowledges customary law is likely to include socio-institutional
approaches to land access and land value while a legal framework that
only acknowledges statutory law usually exclusively embraces a
market-based approach to land access and land value. With a
socio-institutional approach, social rules that are legitimate in the
eyes of the users can also be reflected in law and the rules of state
engagement (ibid.; Pimentel, 2011). However, there is a disincentive to
codifying social rules by building them into law – customary land laws
exist because of social processes and social constructions, which are
context-specific, and continuously evolve according to claims and
struggles between social actors (Le Roy, 1996; Lavigne-Delville &
Chauveau, 1998; Merlet, 2007). Once social rules are codified as law,
they are considerably less flexible and less nuanced.
As part of the approach to protecting social tenures, Alden Wily
(2012a) states the reasons to pursue a pro-poor approach to customary
rights: (1) the poor are the majority in the customary sector (75% by
international measures); (2) the poor are most dependent on common
resources, which are the natural capital most easy for states and
private sectors to appropriate; (3) not just the state, but also the
local elites have proven to be best able to manipulate customary norms
in their favour, and at the expense of the poor majority; (4) elites
have proven most able to escape the subordination of rights to customary
landholdings by states.
A form of devolution of administration from the state to non-state
actors is essential (von Benda-Beckmann et al. 2009; Pimentel, 2011;
Krueger, 2016). These administrations can be informed of recording land
rights, protecting land rights, or resolving disputes arising from the
same (Weeks, 2013). In defending land tenure and rights in a situation
of uncertainty, individuals, families, and communities holding
unregistered rights need to be allowed access to easy and cheap
mechanisms to defend their rights (Janse, 2013; Weeks, 2013).
Table 1 shows the conceptual framework resulting from this
investigation. It identifies the potential indicators related to
understanding the LAS and its legal framework concerning the conceptual
framework of the constitutional aspect and its three elements identified
at the outset of the investigation.
Table 1. Elements of the constitution that address
human rights, rule of law and legal pluralism
The contribution in this paper is the extension of the 3S conceptual
framework of success, sustainability, and significance (Hull, 2019) in
the addition of the aspect of constitutional law along with the three
elements and identified indicators. The study also identified an
essential part of the land policy that was missing from the
understanding of the LAS context in the 3S conceptual framework of
success, sustainability, and significance (Hull, 2019).
4. CONCLUSION
LAS and legal reform have failed to provide significance for
customary land rightsholders. It is suggested that this arises out of
reliance of statutory legal framework. As a means of addressing this
gap, a conceptual framework for assessing LAS and legal framework is
proposed. Drawing on the strength of empirical research that uses case
study methodology, a ‘sampling logic methodology’ was adopted to develop
the conceptual framework for evaluating the constitution in the context
of LAS reform. This was achieved by linking the aspects of the legal
framework for LAS reform in the constitution (Figure 1). The framework
is based on human rights, rule of law, and legal pluralism. The
substantive and procedural potential indicators of human rights are
described. It is shown that there is positive and negative obligation to
be performed by the state. As per rule of law and legal pluralism,
socio-institutional approach to land administration may help recognise
customary legal framework for LAS.
The evaluation area – Constitution is proposed to be relevant to LAS
and legal framework development in any context as well as the associated
elements and potential indicators. This is because the focus of this
conceptual framework is geared towards LAS and legal framework reform.
Land administrators and LAS developers operating in any context may find
the conceptual framework effective for the development that ensures the
3S of success, sustainability and significance. It is conceptualised
that reform that will be successful must also be significant and
sustainable for all land rights holders (Hull & Whittal, 2017).
To determine the applicability of the conceptual framework, countries
undergoing LAS and legal reform needs to be interrogated as per their
understanding of LAS and their experiences of LAS and legal reform
concerning the goals of LAS and legal reform and the role of
stakeholders in achieving these goals. The perspective of land
policy-makers and land administrators on LAS and legal reform needs to
be determined. In doing this, the framework will be refined from the
findings of these case studies to keep with the whorled nature of
scientific research (Hull, 2014).
This study focuses on LAS development at the constitutional level
with special emphasis on the role of the legal framework in LAS reform.
The aim is to develop a conceptual framework for evaluating the
constitution in this regard, ensuring the needs of peri-urban and rural
land rights holders are met. This considers the customary law and
integrates this within the constitution. Acknowledgement of the
importance of the constitution reflecting customary law will support
sustainable LAS and legal reform which may address the needs of rural
and peri-urban dwellers in developing contexts. A framework to assess
LAS and its legal framework is developed to target the reform at a
constitutional level.
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6. APPENDIX
Table 3: Text about Human Rights and Constitution
ACKNOWLEDGEMENTS
Kehinde Babalola appreciates the financial assistance granted by the
FIG PhD foundation and the International Postgraduate Funding University
of Cape Town.
BIOGRAPHICAL NOTES
Kehinde Babalola is a PhD student at the University
of Cape Town. He completed his Master of Science in Geomatics
specializing in land administration and cadastral system research in
2018. In 2019 he started his PhD working on land administration systems
and their legal framework. He is a Nigerian registered professional land
surveyor and in 2022 became a South African registered professional
engineering surveyor. He is a member of the Nigerian Institution of
Surveyors and the Geoinformation Society of South Africa.
Simon Hull is a senior lecturer and 2019 PhD
graduate at the University of Cape Town (UCT). His doctoral research was
in the field of customary land tenure reform. He completed his MSc at
UCT in the field of digital close-range photogrammetry in 2000
whereafter he spent two years working as a marine surveyor. He spent a
further four years completing his articles and is a registered South
African Professional Land Surveyor. In 2006 he changed careers and
became a high school Maths and Science teacher in a rural village in
northern Zululand. He has held his current position at UCT since 2012,
where he lectures in the foundations of land surveying, GISc, and
cadastral surveying. His research interests are in land tenure, land
administration and cadastral systems, and the use of GIS to address
Sustainable Development Goals.
Jennifer Whittal is a Professor in the Geomatics
Division at the University of Cape Town. She obtained a B.Sc.
(Surveying) and an M.Sc. (Engineering) specializing in GNSS from the
University of Cape Town. In 2008, Jenny obtained her PhD from the
University of Calgary applying critical realism, systems theory and
mixed methods to a case of fiscal cadastral systems reform. She is a
Professional Land Surveyor and lectures advanced surveying and land law.
Research interests are land tenure and cadastral systems, sustainable
development and resilience in landholding for the poor, historical
boundaries and property holding, and cadastral issues in the coastal
zone.
CONTACTS
Mr Kehinde Babalola, Dr Simon Hull and Prof. Jennifer Whittal
University of Cape Town
School of Architecture, Planning and Geomatics
Division of Geomatics, 5th floor Menzies Building, Upper Campus
Cape Town
South Africa
Web site: www.geomatics.uct.ac.za